The Chief Executive Officer having considered
- The Federal Law No. 4 of 2000 concerning the Emirates Securities and Commodities Authority and Market, as amended;
- The Cabinet’s Decision No. 13 of 2000 concerning the Regulation for the Functioning of the Securities and Commodities Authority, as amended;
- The Authority's Board of Directors' Decision No. 53 of 2013 concerning the Powers and Responsibilities Schedule;
- The Chairman of the Authority's Board of Directors’ Decision No. 38/R of 2015 concerning the Assignment of Dr. Obaid Saif Al Zaabi to Assume the Functions of the Chief Executive Officer of the Securities and Commodities Authority;
- The Chairman of the Authority's Board of Directors’ Decision No. 18/R of 2016 concerning Authorizing the Chief Executive Officer to issue the Governing Decisions in Complaints, violations and Grievances Relating to the Financial Markets Transactions; and
- Based on the requirements and the work interest,
Has decided:
The following words and expressions shall have the meanings assign...