Regulations to make provision for financial services and markets and for connected purposes.
Date of Enactment: 4 October 2015
The Board of Directors of the Abu Dhabi Global Market, in exercise of its powers under Article 6(1) of Abu Dhabi Law No. 4 of 2013 concerning the Abu Dhabi Global Market issued by His Highness the Ruler of the Emirate of Abu Dhabi, hereby enacts the following Regulations–
1. The Regulator has such functions and powers as are conferred on it by or under the ADGM Founding Law and any enactment, including these Regulations.
2. The Regulator may do whatever it considers necessary for or in connection with, or reasonably incidental to, performing its functions and exercising its powers.
3. In performing its functions and exercising its powers, the Regulator shall pursue the following objectives—
a. to foster and maintain fairness, transparency and efficiency in the Abu Dhabi Global Market;
b. to foster and maintain confidence in the Abu Dhabi Global Market;
c. to ensure that the financi...