1.1.1 These Rules apply to a Person in relation to:
a. an application to seek or vary a Financial Services Permission or Recognition Order;
b. an application for approval, or variation of responsibilities, of a Person to perform a Controlled Function;
c. an application for approval in respect of a Controller of an Authorised Person or a Recognised Body;
d. an application to register a Public Fund;
e. a notification of intent to offer an Exempt Fund or a Qualified Investor Fund;
f. a notification of intent by an Authorised Fund Manager to manage a Foreign Fund;
g. a declaration of intent by a Foreign Fund Manager to manage a Domestic Fund;
h. registering a Domestic Fund pursuant to the Fund Passporting Rules;
i. an application to approve a Prospectus;
j. an application for admission of Securities to the Official List of Securities;
k. an application for approval of an Offer document produced under legislation in a jurisdiction other than ADGM;
l. an application by a Domestic Firm to open a branch in another jurisdiction;
m. the submission of a Regulatory Filing after its due date; and
n. designations rel...