DFSA Sourcebook on Regulatory Policy and Process (RPP)

Regulatory Policy and Process

(RPP Sourcebook)

(APRIL 2022 EDITION)

9-2 DFSA'S POWER TO ISSUE RELIEF ...121 9-3 MAKING AN APPLICATION ...121 9-4 CONSIDERING AN APPLICATION ...122 9-5 PUBLICATION OF WAIVERS AND MODIFICATIONS ...123 9-6 WITHDRAWAL OR VARIATION OF WAIVERS AND MODIFICATIONS ...124 9-7 ENFORCEMENT OF WAIVERS AND MODIFICATIONS ...124 9-8 EXPIRY AND EXTENSION OF CURRENT WAIVERS AND MODIFICATIONS ...124

10 PERMISSIBLE COMPANY AND TRADING NAMES FOR ENTITIES ESTABLISHED IN THE DIFC ...125 10-1 INTRODUCTION ...125 10-2 PURPOSE AND SCOPE OF THE DFSA'S NAMING POLICY ...125 10-3 GUIDING PRINCIPLES ...126 10-4 RELEVANT LAWS AND REGULATIONS ...126 10-5 THE GENERAL POLICY ON USE OF THE WORDS "BANK", "INSURANCE" AND "TRUST" ...127 10-6 EXCEPTIONS TO THE GENERAL POLICY ...128 10-7 OTHER MATTERS ...129 10-8 USING THE PROHIBITION POWER ...130 10-9 UNREGULATED ENTITIES ...131

1 INTRODUCTION

1-1 PURPOSE

1-1-1 The purpose of the Regulatory Policy and Process (...