Unified UAE Legislation Database

Authority’s Board of Directors’ Decision No. 2/R of 2001 Concerning the Regulations as to Trading, Clearing, Settlement, Transfer of Ownership and Custody of Securities

Status

In force

Issuing Authority

Effective date

XX.XX.XXXX

Official Link

https://

The Chairman of the Board of Directors of the Securities and Commodities Authority,

- Having considered the provisions of Federal Law No. 4 of 2000 concerning the Emirates Securities and Commodities Authority and Market,

- The Cabinet Decision No. 193/18 of 2000 concerning the Composition of the Board of Directors of the Authority,

- After consultation and coordination with the parties concerned in establishing the Markets in the State, and

- Upon the approval of the Board of Directors of the Authority at its meeting on 11/2/2001,

Has decided to approve the following regulation for trading, clearing, settlement, transfer of ownership and Safekeeping of Securities.

 

Chapter One - Definitions

Article 1

The following words and expressions shall have the meanings set forth opposite each of them, unless the context of the provision requires otherwise:

 

Law: Federal Law No. 4 of 2000 concerning the Emirates Securities and Commodities Authority and Market.

 

State: The State of the United Arab Emirates.

 

Authority: The ...