This Module contains provisions on:
(a) the Market’s Rules, Procedures and agreements; and
(b) notifications and communications; and
(c) liability, indemnification of the Market, waivers and related matters; and
(d) confidentiality; and
(e) the Market’s powers to supervise, conduct investigations and impose penalties; and
(f) other general matters deemed relevant by the Market.
The purpose of these Rules is to set out the general requirements that must be complied with by all Issuers and Members, their directors, officers or other persons to whom these Rules apply. Failure to comply with any of these Rules will be considered as a contravention, in respect of which the Market may take actions or impose penalties or both, in accordance with Applicable Law.
Without prejudice to Applicable Law, the Market aims to:
(a) work to promote and protect the listing and trading of Securities, Derivatives and other financial products within the scope of its powers, as well as to collaborate with the CCP and CSD to control and protect transactions taking pl...