(VER21.010126)
This Rulebook applies to every Authorised Person with respect to the carrying on, in or from the Abu Dhabi Global Market, of any:
(a) Regulated Activity where this involves provision of a service to a Client; or (b) activity which is carried on, or held out as being carried on, in connection with or for the purposes of such a Regulated Activity;
except to the extent that a provision provides for a narrower application.
2.1.1 This chapter applies to an Authorised Person carrying on or intending to carry on any Regulated Activity with or for a Person.
2.1.2 For the purposes of this chapter, a Person includes any organisation (including outside of the Abu Dhabi Global Market) whether or not it has a separate legal personality.
2.1.3 This chapter does not apply to:
(a) a Credit Rating Agency in so far as it carries on, or intends to carry on, the Regulated Activity of Operating a Credit Rating Agency; (b) an Authorised ISPV; (c) an Authorised Person in so far as it carries on, or intends to carry on, the Regulated Activity of Providing Money Services; or (d)...