This is a consolidated version of the GEN module. It is meant purely as a documentation tool and has no legal effect. The authentic versions of the relevant rulemaking instruments are those published on the DFSA website.
The contents of this module are divided into the following chapters, sections and appendices:
1.1 Application...1
2.1 Application...3
2.2 Financial Service activities...3
2.3 By way of business...8
2.4 Accepting deposits...11
2.5 Providing credit...11
2.6 Providing money services...12
2.7 Dealing in investments as principal...16
2.8 Dealing in investments as agent...16
2.9 Arranging deals in investments...17
2.10 Managing assets...21
2.11 Advising on financial products...22
2.12 Managing a collective investment fund...24
2.13 Providing custody...25
2.14 Arranging custody...28
2.15 Effecting contracts of insurance...29
2.16 Carrying out contracts of insurance...30
2.17 Operating an exchange...30
2.18 Operating a clearing house...30
2.19 Insurance intermediation...32
2.20 Insurance management...35
2.21 Managing a profit sharing investment account...36
2.22 Operating an alter...