ADGM Fund Rulebook (FUNDS) (VER11.250925)

TABLE OF CONTENTS

The contents of these Rules are divided into the following Chapters, Rules and Appendices:

PART 1: INTRODUCTION

1. APPLICATION AND CLIENT CLASSIFICATION

1.1 Application

1.1.1 These Rules apply to every Person who carries on, or intends to carry on, in or from ADGM the Regulated Activities of:

(a) Managing a Collective Investment Fund; (b) Acting as the Administrator of a Collective Investment Fund; (c) Providing Custody; or (d) Acting as Trustee of an Investment Trust.

1.1.2 These Rules apply to every Person who is, or intends to be:

(a) a Fund Manager; (b) a member of the Governing Body; (c) an Eligible Custodian; (d) a Trustee; and (e) an oversight provider.

1.1.3 These Rules also apply to an Authorised Person that:

(a) carries on a Regulated Activity; or (b) undertakes a Transaction in or from ADGM;

in relation to a Domestic Fund or Foreign Fund.

Guidance

1. These Rules regulate Fund Managers.
2. These Rules also...